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UNITED STATES SUPREME COURT
(1872) 83 U.S. 366 (Wall.)
In
error to the Supreme Court of Errors of the State of Connecticut; in
which court William Taylor, Barnabas Allen, and one Edward McGuire were
plaintiffs in error, and Taintor, Treasurer of the State of Connecticut,
was defendant in error. The case arose under that clause of the Federal
Constitution1 which ordains that 'A person charged in any State with
treason, felony, or other crime, who shall flee from justice and be
found in another State, shall, on demand of the executive authority of
the State from which he fled, be delivered up to be removed to the State
having jurisdiction of the crime,' and under the act of Congress passed
February 12th, 1793, to carry into effect this provision, and which
makes it the duty of the executive of the State or Territory to which a
person charged with one of the crimes mentioned has filed, upon proper
demand to cause the fugitive to be arrested and the crimes mentioned has
fled,
Mr. M. W. Seymour, for the plaintiff in error; Messrs. S. B. Beardsley
and N. L. White, contra.
Mr. Justice Swayne stated the facts of the case and delivered the
opinion of the court.
This is a writ of error, issued under the 25th section of the Judiciary
Act of 1789, to the Supreme Court of Errors of the State of Connecticut.
The attorney of the State for the county of Fairfield presented [83 U.S.
366, 368] to the Superior Court for that county, at the August term,
1866, an information charging Edward McGuire with the crime of grand
larceny. A bench warrant, returnable to the same term, was thereupon
issued. McGuire was arrested and held in custody. The court fixed the
amount of bail to be given at $8000. On the 24th of September, 1866,
McGuire and the other plaintiffs in error entered into a recognizance to
the defendant in error in that sum, conditioned that McGuire should
appear before the Superior Court, to be held at Danbury, in Fairfield
County, on the third Tuesday of October, 1866, to answer to the
information before mentioned, and abide the order and judgment of the
court. McGuire was thereupon released from custody. He failed to appear
according to the condition of the recognizance, and it was duly
forfeited on the 16th of October, 1866.
This suit was thereupon instituted in the Superior Court of Fairfield
County to recover the amount of the obligation. The facts developed at
the trial, and relied upon by the defendants to defeat the action were,
according to the practice in that State, found and certified by the
court, and became a part of the record. So far as it is necessary to
state them, they are as follows:
After the recognizance was entered into McGuire went into the State of
New York, where he belonged. While there, upon a requisition from the
governor of Maine upon the governor of New York, he was seized by the
legal officers of New York, and was by them forthwith, on the 19th of
October, 1866, delivered over to the proper officers of the State of
Maine, by whom he was immediately and against his will removed to that
State. The requisition charged a burglary alleged to have been committed
by McGuire in Maine before the recognizance in question in this case was
taken. At the time of the forfeiture of the recognizance McGuire was,
and he has been ever since, legally imprisoned in Maine. In June, 1867,
he was tried there for the burglary charged in the requisition, and
convicted and sentenced to confinement in the penitentiary for fifteen
years, [83 U.S. 366, 369] and was, at the time of the trial of this case
in the court below, serving out his time under that sentence. Neither of
the sureties knew, when they entered into the recognizance, that there
was any charge of crime against McGuire other than the one alleged in
the information in Connecticut. If the testimony were admissible, the
plaintiff proved that the sum of $8000 was placed in the hands of the
sureties to indemnify them against the liability they assumed, and if
the testimony were admissible, the sureties proved that the money was
not placed in their hands by McGuire nor by any one in his behalf; and
that, so far as the sureties knew, it was done without his knowledge.
The Superior Court gave judgment for the plaintiff. The defendants
thereupon removed the case to the Supreme Court of Errors for Fairfield
County. That court affirmed the judgment, and the defendants thereupon
brought this writ of error.
The fact that the sureties were indemnified was proper to be considered
by the Superior Court upon an application for time to produce the body
of McGuire. 2 - But it could have no effect upon the rights of the
parties in this action, and may therefore be laid out of view.
It is the settled law of this class of cases that the bail will be
exonerated where the performance of the condition is rendered impossible
by the act of God, the act of the obligee, or the act of the law. 3 -
Where the principal dies before the day of performance, the case is
within the first category. Where the court before which the principal is
bound to appear is abolished without qualification, the case is within
the second. If the principal is arrested in the State where the
obligation is given and sent out of the State by the governor, upon the
requisition of the governor [83 U.S. 366, 370] of another State, it is
within the third. 4 - In such cases the governor acts in his official
character, and represents the sovereignty of the State in giving
efficacy to the Constitution of the United States and the law of
Congress. If he refuse, there is no means of compulsion. 5 - But if he
act, and the fugitive is surrendered, the State whence he is removed can
no longer require his appearance before her tribunals, and all
obligations which she has taken to secure that result thereupon at once,
ipso facto, lose their binding effect. The authorities last referred to
proceed upon this principle.
It is equally well settled that if the impossibility be created by the
obligor or a stranger, the rights of the obligee will be in nowise
affected. 6 - And there is 'a distinction between the act of the law
proper and the act of the obligor, which exposes him to the control and
action of the law.' 7 - While the former exonerates, the latter gives no
immunity. It is the willing act of the obligor which creates the
obstacle, and the legal effect is the same as of any other act of his,
which puts performance out of his power. This applies only where the
accused has been convicted and sentenced. Before judgment-non constat-but
that he may be innocent.
Where a State court and a court of the United States may each take
jurisdiction, the tribunal which first gets it holds it to the exclusion
of the other, until its duty is fully performed and the jurisdiction
invoked is exhausted: and this rule applies alike in both civil and
criminal cases. 8 - It is indeed a principle of universal jurisprudence
that where jurisdiction has attached to person or thing, it is-unless
there is some provision to the contrary-exclusive in effect until it has
wrought its function.
Where a demand is properly made by the governor of one State upon the
governor of another, the duty to surrender is not absolute and
unqualified. It depends upon the circumstances of the case. If the laws
of the latter State have been put in force against the fugitive, and he
is imprisoned there, the demands of those laws may first be satisfied.
The duty of obedience then arises, and not before. In the case of
Troutman, cited supra, the accused was imprisoned in a civil case. It
was held that he ought not to be delivered up until the imprisonment had
legally come to an end. It was said that the Constitution and law refer
to fugitives at large, in relation to whom there is no conflict of
jurisdiction.
The law which renders the performance impossible, and therefore excuses
failure, must be a law operative in the State where the obligation was
assumed, and obligatory in its effect upon her authorities. If, after
the instrument is executed, the principal is imprisoned in another State
for the violation of a criminal law of that State, it will not avail to
protect him or his sureties. Such is now the settled rule. 9 -
When bail is given, the principal is regarded as delivered to the
custody of his sureties. Their dominion is a continuance of the original
imprisonment. Whenever they choose to do so, they may seize him and
deliver him up in their discharge; and if that cannot be done at once,
they may imprison him until it can be done. They may exercise their
rights in person or by agent. They may pursue him into another State;
may arrest him on the Sabbath; and, if necessary, may break and enter
his house for that purpose. The seizure is not made by virtue of new
process. None is needed. It is likened to the rearrest by the sheriff of
an escaping prisoner. 10 - In 6 Modern 11 it is said: 'The bail have
their principal on a string, and may pull the string whenever they
please, and render him in their discharge.' The rights of the bail in
civil and criminal cases are the same. 12 - They may doubtless permit
him to go beyond the limits of the State within which he is to answer,
but it is unwise and imprudent to do so; and if any evil ensue, they
must bear the burden of the consequences, and cannot cast them upon the
obligee. 13 -
In the case of Devine v. The State, 14 the court, speaking of the
principal, say, 'The sureties had the control of his person; they were
bound at their peril to keep him within their jurisdiction, and to have
his person ready to surrender when demanded. In the case before us, the
failure of the sureties to surrender their principal, was, in the view
of the law, the result of their own negligence or connivance, in
suffering their principal to go beyond the jurisdiction of the court and
from under their control.' The court authorities cited are to the same
effect.
The plaintiffs in error were not entitled to be exonerated for several
reasons: When the recognizance was forfeited for the non-appearance of
McGuire, the action of the governor of New York, pursuant to the
requisition of the governor of Maine, had spent its force and had come
to an end. McGuire was then held in custody under the law of Maine to
answer to a criminal charge pending there against him. This, as already
stated, cannot avail the plaintiffs in error. The shortness of the time
that intervented between the arrest in New York and the imprisonment in
Maine on the one hand, and the failure and forfeiture in Connecticut on
the other, are entirely immaterial. Whether the time were longer or
shorter-one year or one day- the legal principle involved is the same,
and the legal result must be the same.
If McGuire had remained in Connecticut he would probably not have been
delivered over to the authorities of Maine, and would not, therefore,
have been disabled to fulfil the condition of his obligation. If the
demand had been made upon the governor of Connecticut, he might properly
have declined to comply until the criminal justice of his own State had
been satisfied. This right, it is not to be doubted, he would have
exercised. Had he failed to do so, the obligation of the recognizance
would have been released. The plaintiffs in error are in fault for the
departure from Connecticut, and they must take the consequences. But
their fault reached further. Having permitted their principal to go to
New York, it was their duty to be aware of his arrest when it occurred,
and to interpose their claim to his custody. 15
We have shown that when McGuire was arrested in New York the original
imprisonment, under the information in Connecticut, was continued; that
the bail had a right to seize him wherever they could find him; that the
prosecution in Connecticut was still pending, and that the Superior
Court having acquired jurisdiction, it could neither be arrested nor
suspended in invitum by any other tribunal. Though beyond the
jurisdiction of Connecticut, he was still through his bail in the hands
of the law of that State, and held to answer there for the offence with
which he was charged. Had the facts been made known to the executive of
New York by the sureties at the proper time, it is to be presumed he
would have ordered McGuire to be delivered to them and not to the
authorities of Maine. The result is due, not to the Constitution and law
of the United States, but to their own supineness and neglect. Under the
circumstances they can have no standing in court to maintain this
objection.
The act of the governor of New York, in making the surrender, was not
'the act of the law' within the legal meaning of those terms; but in the
view of the law was the act of McGuire himself. He violated the law of
Maine, and thus put in motion the machinery provided to bring him within
the reach of the punishment denounced for his offence. But for this that
machinery, so far as he was concerned, would have remained dormant. To
hold that the surrender was the act of the law, in the sense contended
for, would be as illogical as to insist that the blow of an instrument
used in the commission of a crime of violence, is the act of the
instrument and not of the criminal. It is true that in one case there
would be a will and purpose as to the result in question, which would be
wanting in the other, but there would be in both, the relation of cause
and effect, and that is sufficient for the purposes of the analogy. The
principal in the case before us, cannot be allowed to avail himself of
an impossibility of performance thus created; and what will not avail
him cannot avail his sureties. His contract is identical with theirs.
They undertook for him what he undertook for himself.
The act of the governor of New York was the act of a stranger.
It is true that the constitutional provision and the law of Congress,
under which the arrest and delivery were made, are obligatory upon every
State and a part of the law of every State. But the duty enjoined is
several and not joint; and every governor acts separately and
independently for himself. There can be no joint demand and no joint
neglect or refusal. In the event of refusal, the State making the demand
must submit. There is no alternative. In the case of McGuire no
impediment appeared to the governor of New York, and he properly yielded
obedience. The governor of Connecticut, if applied to, might have
rightfully postponed compliance. If advised in season he might have
intervened and by a requisition have asserted the claim of Connecticut.
It would then have been for the governor of New York to decide between
the conflicting demands. Whatever the decision-if the proceedings were
regular-it would have been conclusive. There could have been no review
and no inquiry going behind it. 16 We cannot hold that Connecticut was
in any sense a party or consenting to what was done in New York. It
follows that if McGuire had been held in custody in New York, at the
time fixed for his appearance in Connecticut, it would not in anywise
have affected the obligation of the recognizance.
A different doctrine would be fraught with mischief. It could hardly
fail, by fraud and connivance, to lead frequently to abuses, involving
the escape of offenders of a high grade, with pecuniary immunity to
themselves and their sureties. Every violation of the criminal laws of a
State is within the meaning of the Constitution, and may be made the
foundation of a requisition. 17 Hence the facility of escape if this
instrumentality could be used to effect that object. The rule we have
announced guards against such results.
The supposed analogy between a surrender under a treaty providing for
extradition and the surrender here in question has been earnestly
pressed upon our attention. There, the act is done by the authorities of
the nation-in behalf of the nation-pursuant to a National obligation.
That obligation rests alike upon the people of all the States. A
National exigency might require prompt affirmative action. In making the
order of surrender, all the States, through their constituted agent, the
General Government, are represented and concur, and it may well be said
to be the act of each and all of them. Not so here.
The judgment of the Supreme Court of Errors of Connecticut is
AFFIRMED.
Mr. Justice DAVIS and Mr. Justice HUNT did not sit.
Mr. Justice Field (with whom concurred Mr. Justice Clifford and Mr.
Justice Miller), dissenting.
I am unable to concur in the judgment rendered by the majority of the
court in this case. I agree with them that sureties on a recognizance
can only be discharged from liability by the performance of the
condition stipulated, unless that become impossible by the act of God,
or of the law, or of the obligee. But I differ from them in the
application of their term act of the law. If I understand correctly
their opinion they limit the term to a proceeding authorized by a law
enacted by the State where the recognizance was executed. I am of
opinion that the term will also embrace a proceeding authorized by any
law of the United States. A proceeding sanctioned by such law, which
renders the performance of the condition of the recognizance impossible,
ought, in my judgment, upon plain principles of justice and according to
the authorities, to release the sureties.
The Constitution of the United States declares its own supremacy, and
that of the laws made in pursuance of it, and of treaties contracted
under the authority of the United States. As the supreme law of the land
they are, of course, to be enforced and obeyed, however much they may
interfere with the law or constitution of any State.
Now the Constitution provides that '….a person charged in any State with
treason, felony, or other crime, who shall flee from justice and be
found in another State, shall, on demand of the executive authority of
the State from which he fled, be delivered up to be removed to the State
having jurisdiction of the crime.' 18 The act of Congress of February
12th, 1793, was passed to carry into effect this provision, and has made
it the duty of the executive of the State or Territory to which a person
charged with one of the crimes mentioned has fled, upon proper demand to
cause the fugitive to be arrested and delivered up. In pursuance of this
act the principal on the recognizance in suit was arrested by order of
the governor of New York, and delivered up as a fugitive from justice to
the officers of the State of Maine. By them he was taken to that State,
and having been previously indicted for a felony, was there tried,
convicted, and sentenced to the penitentiary for fifteen years. Thus in
the execution of a valid law of the United States, passed to carry out
an express constitutional provision, the prisoner was taken against his
will from the custody of his bail, and placed in the custody of officers
of another State, from whom the bail could not recover him to make a
surrender pursuant to the condition of their recognizance. It is no
answer to say that the prisoner, when called in Connecticut, was
detained by the State of Maine, and not by any proceeding or order under
an act of Congress, because that proceeding or order had been executed,
and was no longer operative. He was taken out of the custody and placed
beyond the reach of his bail by a proceeding under the act, and
therefore to such proceeding their inability to surrender him must be
attributed.
The case is not essentially different from a surrender of a fugitive
from justice under an extradition treaty. The United States have such
treaties with several European nations, and whatever may have been the
extravagant doctrines respecting the rights of the States, at one time
in some parts of the country, it will not now be pretended that with the
enforcement of such treaties any State, by her laws or judicial
proceedings, can interfere. If the fugitive, after his arrival in this
country, should commit a crime and be held to bail, it would be a
question with the authorities of the General Government whether he
should be surrendered under the treaty; but if surrendered it would be
manifestly unjust to the bail to hold them to the performance of the
conditions of the recognizance.
It seems to me that it would be a more just rule to hold, that whenever
sureties on a recognizance are rendered unable to surrender their
principal, because he has been taken from their custody without their
assent, in the regular execution of a law or treaty of the United
States, their inability thus created should constitute for their default
a good and sufficient excuse. The execution of the laws and treaties of
the United States should never be allowed in the courts of the United
States to work oppression to any one.
Footnotes
[1]
Article 4, section 2.
[2]
Bank of Geneva V. Reynolds, 12 Abbott's Practice Reports, 81; Same V.
Reynolds et al., 20 Howard's Practice Reports, 18.
[3]
People V. Bartett, 3 Hill, 571; Coke Littleton, 206, a; Bacon's
Abridgment, tit. 'Conditions,' (2); Viner's Abridgment, tit.
'Condition,' (Gc.) pl. 18, 19, and (I. c.) pl. 16; Hurlstone on Bonds,
48.
[4]
State V. Allen, 2 Humphrey's, 258; Devine V. State, 5 Sneed, 626; State
V. Adams, 3 Head. 260.
[5] Kentucky V. Dennison, 24 Howard, 66.
[6] People v. Bartlett, 3 Hill, 570.
[7] United States V. Van Fossen, I Dillon, 409
[8] Hagan v. Lucas, 10 Peters, 400; Taylor v. Carrl, 20 Howard, 584;
Troutman's case, 4 Zabriskie, 634; Ex Parte Jenkins & Crosson, 2
American Law Register, 144.
[9] Withrow v. The Commonwealth, I Bush. (Kentucky), 17; United States
v. Van Fossen, 1 Dillon, 406; Devine V. The State, 5 Sneed, 625; United
States V. French, 1 Gallison, I; Grant v. Fagan, 4 East, 190.
[10] 3 Blakstone's Commentaries, 290; Nicolls v, Ingersoll, 7 Johnson,
152; Ruggles V. Cory, 3 Connecticut, 84, 421; Respublica V. Gaoler, 2
Yeates, 263; 8 Pickering, 140; Boardman & Hunt V. Fowler, 1 Johnson's
Cases, 413; Commonwealth V. Riddle, I Sergeant & Rawle, 311; Wheeler V.
Wheeler, 7 Massachusetts, 169.
[11] Page 231, Case 339, Anon.
[12]Harp V. Osgood, 2 Hill, 218.
[13] Devine v. The State, 5 Sneed, 6)5' United States v. Von Fossen, I
Dillon, 410, Respublica v. Gaoler, 2 Yentes, 265, cited supra.
[14]
5 Sneed, 625.
[15] Alguire V. The Commonwealth, 3 Ben. Monroe, 349, 351.
[16] The matter of Clark, 9 Wendell, 2214 Ex parte Jenkins & Crosson,
supra, p.370, note.
[17] Kentucky v Dennison, 24 Howard, 66; Certain Fugitives, 24 Law
Magazine, 226.
[I8] Article 4, section 2.
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